AI assistant
QUALCOMM INC/DE — Director's Dealing 2013
Mar 5, 2013
10546_dirs_2013-03-05_c2d39bd9-958b-404c-9e84-b02830c5b392.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-03-01
Reporting Person: JACOBS PAUL E (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-15 | Common Stock | G | 100000.0 | $0.0 | Acquired | 460576 | Indirect |
| 2013-02-15 | Common Stock | G | 100000.0 | $0.0 | Disposed | 355593 | Indirect |
| 2013-03-01 | Common Stock | M | 15250.0 | $35.66 | Acquired | 370843 | Indirect |
| 2013-03-01 | Common Stock | S | 15250.0 | $65.4784 | Disposed | 355593 | Indirect |
| 2013-03-01 | Common Stock | M | 38750.0 | $37.29 | Acquired | 394343 | Indirect |
| 2013-03-01 | Common Stock | S | 38750.0 | $65.4784 | Disposed | 355593 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-01 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 15250.0 | Disposed | 2018-11-06 | Common Stock (15250) | Direct |
| 2013-03-01 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 38750.0 | Disposed | 2017-11-11 | Common Stock (38750) | Direct |
| 2013-02-28 | Non-Qualified Stock Option (right to buy) | $44.75 | G | 148219.0 | Disposed | 2019-11-08 | Common Stock (148219) | Direct |
| 2013-02-28 | Non-Qualified Stock Option (right to buy) | $44.75 | G | 148219.0 | Acquired | 2019-11-08 | Common Stock (148219) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27839 | Direct |
| Common Stock | 460576 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $65.46 to $65.56. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F6: This transaction represents the transfer of stock options from the Insider's direct ownership to Spouse's Grantor Annuity Trust.
F7: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.
F8: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.