Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

QUALCOMM INC/DE Director's Dealing 2013

Nov 12, 2013

10546_dirs_2013-11-12_3b0ed789-7dca-45b6-a81d-6020e0e034cd.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-08

Reporting Person: SULLIVAN DANIEL L (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-08 Common Stock M 9288.1406 $0.0 Acquired 18137.1406 Indirect
2013-11-08 Common Stock F 4847.0 $67.45 Disposed 13290 Indirect
2013-11-09 Common Stock A 7731.7785 $0.0 Acquired 21021.7785 Indirect
2013-11-09 Common Stock F 4034.0 $67.45 Disposed 16987 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-08 Restricted Stock Unit $1.0 M 8556.7116 Disposed 2020-11-07 Common Stock (8556.7116) Direct
2013-11-08 Restricted Stock Unit $1.0 M 731.429 Disposed Common Stock (731.429) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9469 Direct

Footnotes

F1: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

F2: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F3: These dividend equivalents vest the same as the underlying restricted stock units.