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QUALCOMM INC/DE — Director's Dealing 2013
Feb 4, 2013
10546_dirs_2013-02-04_06f275c3-4b08-4bb1-9662-a2e837e464bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-01-31
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-31 | Common Stock | M | 5503.0 | $44.75 | Acquired | 32136.9549 | Direct |
| 2013-01-31 | Common Stock | S | 5503.0 | $67.0 | Disposed | 26633.9549 | Direct |
| 2013-01-31 | Common Stock | M | 4167.0 | $52.87 | Acquired | 30800.9549 | Direct |
| 2013-01-31 | Common Stock | S | 4167.0 | $67.0 | Disposed | 26633.9549 | Direct |
| 2013-01-31 | Common Stock | M | 1000.0 | $47.35 | Acquired | 27633.9549 | Direct |
| 2013-01-31 | Common Stock | S | 1000.0 | $67.0 | Disposed | 26633.9549 | Direct |
| 2013-01-31 | Common Stock | M | 3250.0 | $43.24 | Acquired | 29883.9549 | Direct |
| 2013-01-31 | Common Stock | S | 3250.0 | $67.0 | Disposed | 26633.9549 | Direct |
| 2013-02-01 | Common Stock | S | 22179.0 | $66.7103 | Disposed | 4454.9549 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-31 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 3250.0 | Disposed | 2018-04-24 | Common Stock (3250.0) | Direct |
| 2013-01-31 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 5503.0 | Disposed | 2019-11-08 | Common Stock (5503.0) | Direct |
| 2013-01-31 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 1000.0 | Disposed | 2018-05-18 | Common Stock (1000.0) | Direct |
| 2013-01-31 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 4167.0 | Disposed | 2018-08-03 | Common Stock (4167.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50.0 | Indirect |
| Common Stock | 100.0 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F3: The sale prices for this transaction ranged from $66.70 to $66.73. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F5: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F7: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.