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QUALCOMM INC/DE — Director's Dealing 2013
Nov 21, 2013
10546_dirs_2013-11-21_fd9e2954-cd54-4311-b56b-13cf2c03166b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-20
Reporting Person: JACOBS PAUL E (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-20 | Common Stock | M | 34135.0 | $0.0 | Acquired | 468723 | Indirect |
| 2013-11-20 | Common Stock | F | 17812.0 | $71.03 | Disposed | 450911 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-20 | Restricted Stock Unit | $1.0 | M | 34135.0 | Disposed | 2023-09-28 | Common Stock (34135) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28854 | Direct |
| Common Stock | 423163 | Indirect |
| Common Stock | 423163 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F3: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F4: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.