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QUALCOMM INC/DE Director's Dealing 2013

Nov 19, 2013

10546_dirs_2013-11-19_09a446a1-0d05-4224-8117-dfb372f1ca22.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-15

Reporting Person: SULLIVAN DANIEL L (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-15 Common Stock M 47000.0 $44.02 Acquired 55849 Indirect
2013-11-15 Common Stock S 47000.0 $71.5969 Disposed 8849 Indirect
2013-11-15 Common Stock M 4333.0 $37.29 Acquired 13182 Indirect
2013-11-15 Common Stock S 4333.0 $71.5969 Disposed 8849 Indirect
2013-11-15 Common Stock M 5667.0 $35.66 Acquired 14516 Indirect
2013-11-15 Common Stock S 5667.0 $71.5969 Disposed 8849 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-15 Non-Qualified Stock Option (right to buy) $35.66 M 5667.0 Disposed 2018-11-06 Common Stock (5667) Direct
2013-11-15 Non-Qualified Stock Option (right to buy) $37.29 M 4333.0 Disposed 2017-11-11 Common Stock (4333) Direct
2013-11-15 Non-Qualified Stock Option (right to buy) $44.02 M 47000.0 Disposed 2015-11-03 Common Stock (47000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9469 Direct

Footnotes

F1: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3: The sale prices for this transaction ranged from $71.50 to $71.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.