AI assistant
QUALCOMM INC/DE — Director's Dealing 2013
Nov 19, 2013
10546_dirs_2013-11-19_09a446a1-0d05-4224-8117-dfb372f1ca22.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-15
Reporting Person: SULLIVAN DANIEL L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-15 | Common Stock | M | 47000.0 | $44.02 | Acquired | 55849 | Indirect |
| 2013-11-15 | Common Stock | S | 47000.0 | $71.5969 | Disposed | 8849 | Indirect |
| 2013-11-15 | Common Stock | M | 4333.0 | $37.29 | Acquired | 13182 | Indirect |
| 2013-11-15 | Common Stock | S | 4333.0 | $71.5969 | Disposed | 8849 | Indirect |
| 2013-11-15 | Common Stock | M | 5667.0 | $35.66 | Acquired | 14516 | Indirect |
| 2013-11-15 | Common Stock | S | 5667.0 | $71.5969 | Disposed | 8849 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 5667.0 | Disposed | 2018-11-06 | Common Stock (5667) | Direct |
| 2013-11-15 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 4333.0 | Disposed | 2017-11-11 | Common Stock (4333) | Direct |
| 2013-11-15 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 47000.0 | Disposed | 2015-11-03 | Common Stock (47000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9469 | Direct |
Footnotes
F1: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $71.50 to $71.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.