AI assistant
QUALCOMM INC/DE — Director's Dealing 2013
Feb 6, 2013
10546_dirs_2013-02-06_8ea7cbd5-3a21-45b9-97c9-4c8d489f49d8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-02-04
Reporting Person: ABERLE DEREK K (EVP & Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-04 | Common Stock | M | 1000.0 | $41.33 | Acquired | 3264.0 | Direct |
| 2013-02-04 | Common Stock | S | 1000.0 | $66.1015 | Disposed | 2264.0 | Direct |
| 2013-02-04 | Common Stock | M | 2000.0 | $41.33 | Acquired | 4264.0 | Direct |
| 2013-02-04 | Common Stock | S | 2000.0 | $66.25 | Disposed | 2264.0 | Direct |
| 2013-02-04 | Common Stock | M | 1000.0 | $41.33 | Acquired | 3264.0 | Direct |
| 2013-02-04 | Common Stock | S | 1000.0 | $66.25 | Disposed | 2264.0 | Direct |
| 2013-02-04 | Common Stock | M | 1000.0 | $41.33 | Acquired | 3264.0 | Direct |
| 2013-02-04 | Common Stock | S | 1000.0 | $66.25 | Disposed | 2264.0 | Direct |
| 2013-02-04 | Common Stock | M | 2000.0 | $35.66 | Acquired | 4264.0 | Direct |
| 2013-02-04 | Common Stock | S | 2000.0 | $66.25 | Disposed | 2264.0 | Direct |
| 2013-02-04 | Common Stock | M | 2000.0 | $35.66 | Acquired | 4264.0 | Direct |
| 2013-02-04 | Common Stock | S | 2000.0 | $66.25 | Disposed | 2264.0 | Direct |
| 2013-02-04 | Common Stock | M | 2000.0 | $35.66 | Acquired | 4264.0 | Direct |
| 2013-02-04 | Common Stock | S | 2000.0 | $66.25 | Disposed | 2264.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 2000.0 | Disposed | 2018-11-06 | Common Stock (2000.0) | Direct |
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 2000.0 | Disposed | 2018-11-06 | Common Stock (2000.0) | Direct |
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 2000.0 | Disposed | 2018-11-06 | Common Stock (2000.0) | Direct |
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1000.0 | Disposed | 2017-10-25 | Common Stock (1000.0) | Direct |
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 2000.0 | Disposed | 2017-10-25 | Common Stock (2000.0) | Direct |
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1000.0 | Disposed | 2017-10-25 | Common Stock (1000.0) | Direct |
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1000.0 | Disposed | 2017-10-25 | Common Stock (1000.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $66.10 to $66.11. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.