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QUALCOMM INC/DE — Director's Dealing 2013
Mar 1, 2013
10546_dirs_2013-03-01_eeee17f6-46de-44b0-a54b-c6dbdbeb09c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-02-28
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-28 | Common Stock | M | 3334.0 | $52.87 | Acquired | 7788.9549 | Direct |
| 2013-02-28 | Common Stock | S | 3334.0 | $65.7871 | Disposed | 4454.9549 | Direct |
| 2013-02-28 | Common Stock | M | 667.0 | $47.35 | Acquired | 5121.9549 | Direct |
| 2013-02-28 | Common Stock | S | 667.0 | $65.7871 | Disposed | 4454.9549 | Direct |
| 2013-02-28 | Common Stock | M | 2167.0 | $43.24 | Acquired | 6621.9549 | Direct |
| 2013-02-28 | Common Stock | S | 2167.0 | $65.7871 | Disposed | 4454.9549 | Direct |
| 2013-02-28 | Common Stock | M | 334.0 | $44.63 | Acquired | 4788.9549 | Direct |
| 2013-02-28 | Common Stock | S | 334.0 | $65.7871 | Disposed | 4454.9549 | Direct |
| 2013-02-28 | Common Stock | M | 5000.0 | $35.66 | Acquired | 9454.9549 | Direct |
| 2013-02-28 | Common Stock | S | 2500.0 | $65.783 | Disposed | 6954.9549 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-28 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 5000.0 | Disposed | 2018-11-06 | Common Stock (5000) | Direct |
| 2013-02-28 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 2167.0 | Disposed | 2018-04-24 | Common Stock (2167) | Direct |
| 2013-02-28 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 334.0 | Disposed | 2017-04-26 | Common Stock (334) | Direct |
| 2013-02-28 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 667.0 | Disposed | 2018-05-18 | Common Stock (667) | Direct |
| 2013-02-28 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 3334.0 | Disposed | 2018-08-03 | Common Stock (3334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50 | Indirect |
| Common Stock | 100 | Indirect |
Footnotes
F1: The sale prices for this transaction ranged from $65.78 to $65.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F2: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F3: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.