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QUALCOMM INC/DE — Director's Dealing 2013
May 14, 2013
10546_dirs_2013-05-14_36ce4bd8-aac5-4dd3-9291-33a2df451cf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-05-13
Reporting Person: MOLLENKOPF STEVEN M (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-13 | Common Stock | M | 16769.0 | $44.75 | Acquired | 42603.1097 | Direct |
| 2013-05-13 | Common Stock | S | 16769.0 | $64.3616 | Disposed | 25834.1097 | Direct |
| 2013-05-13 | Common Stock | M | 4917.0 | $35.66 | Acquired | 30751.1097 | Direct |
| 2013-05-13 | Common Stock | S | 4917.0 | $64.3616 | Disposed | 25834.1097 | Direct |
| 2013-05-13 | Common Stock | M | 3334.0 | $52.87 | Acquired | 29168.1097 | Direct |
| 2013-05-13 | Common Stock | S | 3334.0 | $64.3616 | Disposed | 25834.1097 | Direct |
| 2013-05-13 | Common Stock | M | 333.0 | $47.35 | Acquired | 26167.1097 | Direct |
| 2013-05-13 | Common Stock | S | 333.0 | $64.3616 | Disposed | 25834.1097 | Direct |
| 2013-05-13 | Common Stock | M | 1167.0 | $43.24 | Acquired | 27001.1097 | Direct |
| 2013-05-13 | Common Stock | S | 1167.0 | $64.3616 | Disposed | 25834.1097 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-13 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 4917.0 | Disposed | 2018-11-06 | Common Stock (4917) | Direct |
| 2013-05-13 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1167.0 | Disposed | 2018-04-24 | Common Stock (1167) | Direct |
| 2013-05-13 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 16769.0 | Disposed | 2019-11-08 | Common Stock (16769) | Direct |
| 2013-05-13 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 333.0 | Disposed | 2018-05-18 | Common Stock (333) | Direct |
| 2013-05-13 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 3334.0 | Disposed | 2018-08-03 | Common Stock (3334) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $64.30 to $64.51. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.