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QUALCOMM INC/DE — Director's Dealing 2013
Nov 12, 2013
10546_dirs_2013-11-12_4df3aad6-113d-47e6-a88c-c7b1a7744c09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-08
Reporting Person: JACOBS PAUL E (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-08 | Common Stock | M | 50310.674 | $0.0 | Acquired | 473049.674 | Indirect |
| 2013-11-08 | Common Stock | F | 26252.0 | $67.45 | Disposed | 446797 | Indirect |
| 2013-11-09 | Common Stock | A | 42952.1396 | $0.0 | Acquired | 489749.1396 | Indirect |
| 2013-11-09 | Common Stock | F | 22413.0 | $67.45 | Disposed | 467336 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 | Restricted Stock Unit | $1.0 | M | 46348.775 | Disposed | 2020-11-07 | Common Stock (46348.775) | Direct |
| 2013-11-08 | Restricted Stock Unit | $1.0 | M | 3961.899 | Disposed | Common Stock (3961.899) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28854 | Direct |
| Common Stock | 414629 | Indirect |
| Common Stock | 414629 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F3: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F4: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F5: These dividend equivalents vest the same as the underlying restricted stock units.