AI assistant
QUALCOMM INC/DE — Director's Dealing 2013
Oct 2, 2013
10546_dirs_2013-10-02_33fda5f1-4e2a-4c89-8d5f-41ac486cf7cc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-09-30
Reporting Person: GROB MATTHEW S (EVP & Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Common Stock | M | 467.0 | $41.33 | Acquired | 12787 | Indirect |
| 2013-09-30 | Common Stock | S | 467.0 | $67.01 | Disposed | 12320 | Indirect |
| 2013-09-30 | Common Stock | M | 3666.0 | $40.7 | Acquired | 15986 | Indirect |
| 2013-09-30 | Common Stock | S | 3666.0 | $67.01 | Disposed | 12320 | Indirect |
| 2013-09-30 | Common Stock | M | 1167.0 | $34.99 | Acquired | 13487 | Indirect |
| 2013-09-30 | Common Stock | S | 1167.0 | $67.01 | Disposed | 12320 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | Non-Qualified Stock Option (right to buy) | $34.99 | M | 1167.0 | Disposed | 2018-10-23 | Common Stock (1167) | Direct |
| 2013-09-30 | Non-Qualified Stock Option (right to buy) | $40.7 | M | 3666.0 | Disposed | 2019-10-22 | Common Stock (3666) | Direct |
| 2013-09-30 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 467.0 | Disposed | 2017-10-25 | Common Stock (467) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2164 | Direct |
Footnotes
F1: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.
F4: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.