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QUALCOMM INC/DE — Director's Dealing 2013
Feb 13, 2013
10546_dirs_2013-02-13_98aa10de-7e4f-4037-b1f0-637e054e9ef2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-02-11
Reporting Person: MOLLENKOPF STEVEN M (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-11 | Common Stock | M | 9834.0 | $35.66 | Acquired | 35635.8666 | Direct |
| 2013-02-11 | Common Stock | S | 9834.0 | $66.8938 | Disposed | 25801.8666 | Direct |
| 2013-02-11 | Common Stock | M | 6667.0 | $52.87 | Acquired | 32468.8666 | Direct |
| 2013-02-11 | Common Stock | S | 6667.0 | $66.8938 | Disposed | 25801.8666 | Direct |
| 2013-02-11 | Common Stock | M | 333.0 | $47.35 | Acquired | 26134.8666 | Direct |
| 2013-02-11 | Common Stock | S | 333.0 | $66.8938 | Disposed | 25801.8666 | Direct |
| 2013-02-11 | Common Stock | M | 1167.0 | $43.24 | Acquired | 26968.8666 | Direct |
| 2013-02-11 | Common Stock | S | 1167.0 | $66.8938 | Disposed | 25801.8666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-11 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 9834.0 | Disposed | 2018-11-06 | Common Stock (9834.0) | Direct |
| 2013-02-11 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1167.0 | Disposed | 2018-04-24 | Common Stock (1167.0) | Direct |
| 2013-02-11 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 333.0 | Disposed | 2018-05-18 | Common Stock (333.0) | Direct |
| 2013-02-11 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 6667.0 | Disposed | 2018-08-03 | Common Stock (6667.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $66.81 to $67.00. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.