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QUALCOMM INC/DE — Director's Dealing 2013
Nov 13, 2013
10546_dirs_2013-11-13_1c22d705-9da8-4c88-ad86-7dd68a186265.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-11
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-11 | Common Stock | M | 7338.0 | $44.75 | Acquired | 19064.5374 | Direct |
| 2013-11-11 | Common Stock | S | 7338.0 | $67.2801 | Disposed | 11726.5374 | Direct |
| 2013-11-11 | Common Stock | M | 5000.0 | $35.66 | Acquired | 16726.5374 | Direct |
| 2013-11-11 | Common Stock | S | 5000.0 | $67.2792 | Disposed | 11726.5374 | Direct |
| 2013-11-11 | Common Stock | S | 7809.0 | $67.2856 | Disposed | 3917.5374 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-11 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 5000.0 | Disposed | 2018-11-06 | Common Stock (5000) | Direct |
| 2013-11-11 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 7338.0 | Disposed | 2019-11-08 | Common Stock (7338) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $67.22 to $67.34. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $67.22 to $67.33. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $67.22 to $67.35. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F7: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.