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QUALCOMM INC/DE — Director's Dealing 2013
Mar 5, 2013
10546_dirs_2013-03-05_2a0240dd-65ed-4a4f-865c-b3cbf6852515.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-03-01
Reporting Person: Johnson Margaret L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-01 | Common Stock | M | 3625.0 | $35.66 | Acquired | 27567 | Direct |
| 2013-03-01 | Common Stock | S | 3625.0 | $65.3742 | Disposed | 23942 | Direct |
| 2013-03-01 | Common Stock | M | 2375.0 | $49.1175 | Acquired | 26317 | Direct |
| 2013-03-01 | Common Stock | S | 2375.0 | $65.3742 | Disposed | 23942 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-01 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 3625.0 | Disposed | 2018-11-06 | Common Stock (3625) | Direct |
| 2013-03-01 | Non-Qualified Stock Option (right to buy) | $49.1175 | M | 2375.0 | Disposed | 2017-12-12 | Common Stock (2375) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $65.17 to $65.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.