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QUALCOMM INC/DE — Director's Dealing 2013
Jan 3, 2013
10546_dirs_2013-01-03_30e5f0e9-08f3-482b-9e62-320d7cb41057.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-12-31
Reporting Person: ALTMAN STEVEN R (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-02 | Common Stock | M | 29247.0 | $43.62 | Acquired | 133963.0 | Indirect |
| 2013-01-02 | Common Stock | S | 29247.0 | $63.9777 | Disposed | 104716.0 | Indirect |
| 2013-01-02 | Common Stock | M | 20753.0 | $44.02 | Acquired | 125469.0 | Indirect |
| 2013-01-02 | Common Stock | S | 20753.0 | $63.9777 | Disposed | 104716.0 | Indirect |
| 2013-01-02 | Common Stock | M | 25000.0 | $44.02 | Acquired | 129716.0 | Indirect |
| 2013-01-02 | Common Stock | S | 25000.0 | $64.5 | Disposed | 104716.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $43.62 | M | 29247.0 | Disposed | 2014-12-02 | Common Stock (29247.0) | Direct |
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 20753.0 | Disposed | 2015-11-03 | Common Stock (20753.0) | Direct |
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 25000.0 | Disposed | 2015-11-03 | Common Stock (25000.0) | Direct |
| 2012-12-31 | Phantom Stock Unit | $1.0 | A | 1497.0 | Acquired | Common Stock (1497.0) | Indirect |
Footnotes
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $63.58 to $64.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $64.50 to $64.5007. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F6: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F7: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F8: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.