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QUALCOMM INC/DE — Director's Dealing 2013
Mar 19, 2013
10546_dirs_2013-03-19_82b4c405-b47a-4d11-b670-60338bc18865.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-12-31
Reporting Person: THOMPSON JAMES H (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-06 | Common Stock | G | 450.0 | $0.0 | Disposed | 13161 | Direct |
| 2013-03-15 | Common Stock | S | 5457.0 | $66.31 | Disposed | 7704 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Phantom Stock Unit | $1.0 | A | 1063.0 | Acquired | Common Stock (1063) | Indirect |
Footnotes
F1: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.