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QUALCOMM INC/DE — Director's Dealing 2013
Feb 4, 2013
10546_dirs_2013-02-04_a5c15b32-d037-45c5-aa76-f7baed24a1c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-01-31
Reporting Person: JACOBS PAUL E (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-31 | Common Stock | S | 4706.0 | $67.0 | Disposed | 454337.0 | Indirect |
| 2013-01-31 | Common Stock | S | 4706.0 | $67.0 | Disposed | 454337.0 | Indirect |
| 2013-01-31 | Common Stock | M | 15250.0 | $35.66 | Acquired | 459887.0 | Indirect |
| 2013-01-31 | Common Stock | S | 15250.0 | $67.0 | Disposed | 444637.0 | Indirect |
| 2013-01-31 | Common Stock | M | 108750.0 | $37.29 | Acquired | 553387.0 | Indirect |
| 2013-01-31 | Common Stock | S | 108750.0 | $67.0 | Disposed | 444637.0 | Indirect |
| 2013-02-01 | Common Stock | M | 54000.0 | $37.29 | Acquired | 498637.0 | Indirect |
| 2013-02-01 | Common Stock | S | 54000.0 | $66.35 | Disposed | 444637.0 | Indirect |
| 2013-02-01 | Common Stock | G | 75512.0 | $0.0 | Disposed | 369125.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-31 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 15250.0 | Disposed | 2018-11-06 | Common Stock (15250.0) | Direct |
| 2013-01-31 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 108750.0 | Disposed | 2017-11-11 | Common Stock (108750.0) | Direct |
| 2013-02-01 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 54000.0 | Disposed | 2017-11-11 | Common Stock (54000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27839.0 | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F3: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F4: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.