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QUALCOMM INC/DE — Director's Dealing 2013
Nov 21, 2013
10546_dirs_2013-11-21_c263ad77-d089-46a7-b6bb-d803c6051953.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-20
Reporting Person: THOMPSON JAMES H (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-20 | Common Stock | M | 6258.0 | $0.0 | Acquired | 11832.1097 | Direct |
| 2013-11-20 | Common Stock | M | 11450.0 | $0.0 | Acquired | 23282.1097 | Direct |
| 2013-11-20 | Common Stock | M | 4139.0675 | $0.0 | Acquired | 27421.1772 | Direct |
| 2013-11-20 | Common Stock | M | 5158.5879 | $0.0 | Acquired | 32579.7651 | Direct |
| 2013-11-20 | Common Stock | M | 311.2349 | $0.0 | Acquired | 32891 | Direct |
| 2013-11-20 | Common Stock | F | 2742.0 | $71.03 | Disposed | 30149 | Direct |
| 2013-11-20 | Common Stock | F | 2160.0 | $71.03 | Disposed | 27989 | Direct |
| 2013-11-20 | Common Stock | F | 1714.0 | $71.03 | Disposed | 26275 | Direct |
| 2013-11-20 | Common Stock | F | 4373.0 | $71.03 | Disposed | 21902 | Direct |
| 2013-11-20 | Common Stock | F | 3266.0 | $71.03 | Disposed | 18636 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-20 | Restricted Stock Unit | $1.0 | M | 5158.5879 | Disposed | 2020-11-20 | Common Stock (5158.5879) | Direct |
| 2013-11-20 | Restricted Stock Unit | $1.0 | M | 4139.0675 | Disposed | 2021-09-27 | Common Stock (4139.0675) | Direct |
| 2013-11-20 | Restricted Stock Unit | $1.0 | M | 11450.0 | Disposed | 2022-09-29 | Common Stock (11450) | Direct |
| 2013-11-20 | Restricted Stock Unit | $1.0 | M | 6258.0 | Disposed | 2023-09-28 | Common Stock (6258) | Direct |
| 2013-11-20 | Restricted Stock Unit | $1.0 | M | 311.2349 | Disposed | Common Stock (311.2349) | Direct |
Footnotes
F1: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F2: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F3: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F4: These dividend equivalents vest the same as the underlying restricted stock units.