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QUALCOMM INC/DE — Director's Dealing 2013
May 16, 2013
10546_dirs_2013-05-16_12d075af-aa0a-4c79-939e-d9653e547fa8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-05-15
Reporting Person: JACOBS PAUL E (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-15 | Common Stock | S | 2622.0 | $65.1721 | Disposed | 453123 | Indirect |
| 2013-05-15 | Common Stock | J | 45699.0 | $0.0 | Disposed | 410046 | Indirect |
| 2013-05-15 | Common Stock | S | 2622.0 | $65.1721 | Disposed | 407424 | Indirect |
| 2013-05-15 | Common Stock | M | 15250.0 | $35.66 | Acquired | 370843 | Indirect |
| 2013-05-15 | Common Stock | S | 15250.0 | $65.4615 | Disposed | 355593 | Indirect |
| 2013-05-15 | Common Stock | M | 6750.0 | $37.29 | Acquired | 362343 | Indirect |
| 2013-05-15 | Common Stock | S | 6750.0 | $65.4615 | Disposed | 355593 | Indirect |
| 2013-05-15 | Common Stock | J | 45699.0 | $0.0 | Acquired | 401292 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-15 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 15250.0 | Disposed | 2018-11-06 | Common Stock (15250) | Direct |
| 2013-05-15 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 6750.0 | Disposed | 2017-11-11 | Common Stock (6750) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27839 | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $65.07 to $65.33. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F4: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F5: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F6: The sale prices for this transaction ranged from $65.46 to $65.475. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F7: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.