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QUALCOMM INC/DE — Director's Dealing 2012
Nov 14, 2012
10546_dirs_2012-11-14_8623aa02-d4b6-449d-8416-ff38a26d612e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-11
Reporting Person: SULLIVAN DANIEL L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-11 | Common Stock | A | 28357.0 | $0.0 | Acquired | 48355.0 | Indirect |
| 2012-11-11 | Common Stock | F | 13239.0 | $58.61 | Disposed | 35116.0 | Indirect |
| 2012-11-12 | Common Stock | S | 4046.0 | $61.7506 | Disposed | 31070.0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9469.0 | Direct |
Footnotes
F1: These shares represent performance-based restricted stock units that vested on October 31, 2012. On November 11, 2012, the Compensation Committee certified that the performance goals had been attained and approved the restricted stock units earned by the reporting person.
F2: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
F3: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F4: The sale prices for this transaction ranged from $61.29 to $62.04. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.