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QUALCOMM INC/DE — Director's Dealing 2012
Nov 13, 2012
10546_dirs_2012-11-13_1a9503df-f1b5-4e84-9747-db3f7e19e9c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-08
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-08 | Common Stock | M | 7596.5366 | $0.0 | Acquired | 13532.9216 | Direct |
| 2012-11-08 | Common Stock | F | 3546.0 | $60.67 | Disposed | 9986.9216 | Direct |
| 2012-11-08 | Common Stock | M | 3750.0 | $35.66 | Acquired | 13736.9216 | Direct |
| 2012-11-08 | Common Stock | S | 3750.0 | $62.7 | Disposed | 9986.9216 | Direct |
| 2012-11-08 | Common Stock | M | 2500.0 | $52.87 | Acquired | 12486.9216 | Direct |
| 2012-11-08 | Common Stock | S | 2500.0 | $62.7 | Disposed | 9986.9216 | Direct |
| 2012-11-08 | Common Stock | M | 500.0 | $47.35 | Acquired | 10486.9216 | Direct |
| 2012-11-08 | Common Stock | S | 500.0 | $62.7 | Disposed | 9986.9216 | Direct |
| 2012-11-08 | Common Stock | M | 1625.0 | $43.24 | Acquired | 11611.9216 | Direct |
| 2012-11-08 | Common Stock | S | 1625.0 | $62.7 | Disposed | 9986.9216 | Direct |
| 2012-11-08 | Common Stock | M | 1500.0 | $41.33 | Acquired | 11486.9216 | Direct |
| 2012-11-08 | Common Stock | S | 1500.0 | $62.7 | Disposed | 9986.9216 | Direct |
| 2012-11-09 | Common Stock | A | 8431.5973 | $0.0 | Acquired | 18418.5189 | Direct |
| 2012-11-09 | Common Stock | F | 3936.0 | $61.62 | Disposed | 14481.9216 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 3750.0 | Disposed | 2018-11-06 | Common Stock (3750.0) | Direct |
| 2012-11-08 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1500.0 | Disposed | 2017-10-25 | Common Stock (1500.0) | Direct |
| 2012-11-08 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1625.0 | Disposed | 2018-04-24 | Common Stock (1625.0) | Direct |
| 2012-11-08 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 500.0 | Disposed | 2018-05-18 | Common Stock (500.0) | Direct |
| 2012-11-08 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 2500.0 | Disposed | 2018-08-03 | Common Stock (2500.0) | Direct |
| 2012-11-08 | Restricted Stock Unit | $1.0 | M | 7596.5366 | Disposed | 2020-11-07 | Common Stock (7596.5366) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50.0 | Indirect |
| Common Stock | 100.0 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F3: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F5: Amount includes dividend equivalents earned on vested restricted stock units.
F6: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.