AI assistant
QUALCOMM INC/DE — Director's Dealing 2012
Mar 5, 2012
10546_dirs_2012-03-05_bcc2d464-8ba4-4841-8a8a-ab327ace66e6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-03-01
Reporting Person: JACOBS PAUL E (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock | M | 30000.0 | $35.66 | Acquired | 394296.0 | Indirect |
| 2012-03-01 | Common Stock | M | 22000.0 | $35.66 | Acquired | 416296.0 | Indirect |
| 2012-03-01 | Common Stock | S | 22000.0 | $62.24 | Disposed | 394296.0 | Indirect |
| 2012-03-01 | Common Stock | S | 30000.0 | $62.4692 | Disposed | 364296.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-01 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 30000.0 | Disposed | 2018-11-06 | Common Stock (30000.0) | Direct |
| 2012-03-01 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 22000.0 | Disposed | 2018-11-06 | Common Stock (22000.0) | Direct |
| 2012-02-22 | Non-Qualified Stock Option (right to buy) | $37.29 | G | 97584.0 | Disposed | 2017-11-11 | Common Stock (97584.0) | Indirect |
| 2012-02-22 | Non-Qualified Stock Option (right to buy) | $37.29 | G | 97584.0 | Disposed | 2017-11-11 | Common Stock (97584.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25923.0 | Direct |
| Common Stock | 495426.0 | Indirect |
| Common Stock | 495426.0 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $62.46 to $62.53 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F5: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.