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QUALCOMM INC/DE — Director's Dealing 2012
Nov 14, 2012
10546_dirs_2012-11-14_1d8c568f-994c-4cd1-a1d6-9c97246899c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-11
Reporting Person: ALTMAN STEVEN R (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-11 | Common Stock | A | 88276.0 | $0.0 | Acquired | 192992.0 | Indirect |
| 2012-11-11 | Common Stock | F | 41208.0 | $58.61 | Disposed | 151784.0 | Indirect |
| 2012-11-13 | Common Stock | M | 9084.0 | $35.66 | Acquired | 160868.0 | Indirect |
| 2012-11-13 | Common Stock | S | 9084.0 | $62.0053 | Disposed | 151784.0 | Indirect |
| 2012-11-13 | Common Stock | M | 81332.0 | $43.62 | Acquired | 233116.0 | Indirect |
| 2012-11-13 | Common Stock | S | 81332.0 | $62.0053 | Disposed | 151784.0 | Indirect |
| 2012-11-13 | Common Stock | M | 9584.0 | $37.29 | Acquired | 161368.0 | Indirect |
| 2012-11-13 | Common Stock | S | 9584.0 | $62.0053 | Disposed | 151784.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-13 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 9084.0 | Disposed | 2018-11-06 | Common Stock (9084.0) | Direct |
| 2012-11-13 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 939.0 | Disposed | 2017-11-11 | Common Stock (939.0) | Direct |
| 2012-11-13 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 8645.0 | Disposed | 2017-11-11 | Common Stock (8645.0) | Direct |
| 2012-11-13 | Non-Qualified Stock Option (right to buy) | $43.62 | M | 81332.0 | Disposed | 2014-12-02 | Common Stock (81332.0) | Direct |
Footnotes
F1: These shares represent performance-based restricted stock units that vested on October 31, 2012. On November 11, 2012, the Compensation Committee certified that the performance goals had been attained and approved the restricted stock units earned by the reporting person.
F2: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F3: The sale prices for this transaction ranged from $62.00 to $62.0391. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.