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QUALCOMM INC/DE — Director's Dealing 2012
Feb 14, 2012
10546_dirs_2012-02-14_7ba30b32-2e0f-4952-95c6-699aa85b0050.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-02-13
Reporting Person: MOLLENKOPF STEVEN M (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-13 | Common Stock | M | 584.0 | $44.63 | Acquired | 19261.68 | Direct |
| 2012-02-13 | Common Stock | S | 584.0 | $61.7169 | Disposed | 18677.68 | Direct |
| 2012-02-13 | Common Stock | M | 1000.0 | $41.33 | Acquired | 19677.68 | Direct |
| 2012-02-13 | Common Stock | S | 1000.0 | $61.7169 | Disposed | 18677.68 | Direct |
| 2012-02-13 | Common Stock | M | 1167.0 | $43.24 | Acquired | 19844.68 | Direct |
| 2012-02-13 | Common Stock | S | 1167.0 | $61.7169 | Disposed | 18677.68 | Direct |
| 2012-02-13 | Common Stock | M | 333.0 | $47.35 | Acquired | 19010.68 | Direct |
| 2012-02-13 | Common Stock | S | 333.0 | $61.7169 | Disposed | 18677.68 | Direct |
| 2012-02-13 | Common Stock | M | 46916.0 | $52.87 | Acquired | 65593.68 | Direct |
| 2012-02-13 | Common Stock | S | 46916.0 | $61.7169 | Disposed | 18677.68 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-13 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1000.0 | Disposed | 2017-10-25 | Common Stock (1000.0) | Direct |
| 2012-02-13 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1167.0 | Disposed | 2018-04-24 | Common Stock (1167.0) | Direct |
| 2012-02-13 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 584.0 | Disposed | 2017-04-26 | Common Stock (584.0) | Direct |
| 2012-02-13 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 333.0 | Disposed | 2018-05-18 | Common Stock (333.0) | Direct |
| 2012-02-13 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 46916.0 | Disposed | 2018-08-03 | Common Stock (46916.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $61.59 to $61.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes 230 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2012.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.