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QUALCOMM INC/DE — Director's Dealing 2012
Mar 5, 2012
10546_dirs_2012-03-05_417f1060-32d0-4b76-97eb-4066b4dc3c0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-03-02
Reporting Person: ABERLE DEREK K (EVP & Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-02 | Common Stock | M | 4000.0 | $35.66 | Acquired | 5845.0 | Direct |
| 2012-03-02 | Common Stock | S | 4000.0 | $62.68 | Disposed | 1845.0 | Direct |
| 2012-03-02 | Common Stock | M | 2000.0 | $42.16 | Acquired | 3845.0 | Direct |
| 2012-03-02 | Common Stock | S | 2000.0 | $62.68 | Disposed | 1845.0 | Direct |
| 2012-03-02 | Common Stock | M | 2000.0 | $41.33 | Acquired | 3845.0 | Direct |
| 2012-03-02 | Common Stock | S | 2000.0 | $62.68 | Disposed | 1845.0 | Direct |
| 2012-03-02 | Common Stock | M | 833.0 | $44.63 | Acquired | 2678.0 | Direct |
| 2012-03-02 | Common Stock | S | 833.0 | $62.2974 | Disposed | 1845.0 | Direct |
| 2012-03-02 | Common Stock | M | 1033.0 | $43.24 | Acquired | 2878.0 | Direct |
| 2012-03-02 | Common Stock | S | 1033.0 | $62.2974 | Disposed | 1845.0 | Direct |
| 2012-03-02 | Common Stock | M | 72000.0 | $47.92 | Acquired | 73845.0 | Direct |
| 2012-03-02 | Common Stock | S | 72000.0 | $62.2974 | Disposed | 1845.0 | Direct |
| 2012-03-02 | Common Stock | M | 23049.0 | $44.75 | Acquired | 24894.0 | Direct |
| 2012-03-02 | Common Stock | S | 23049.0 | $62.2974 | Disposed | 1845.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-02 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 4000.0 | Disposed | 2018-11-06 | Common Stock (4000.0) | Direct |
| 2012-03-02 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 2000.0 | Disposed | 2017-10-25 | Common Stock (2000.0) | Direct |
| 2012-03-02 | Non-Qualified Stock Option (right to buy) | $42.16 | M | 2000.0 | Disposed | 2014-10-14 | Common Stock (2000.0) | Direct |
| 2012-03-02 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1033.0 | Disposed | 2018-04-24 | Common Stock (1033.0) | Direct |
| 2012-03-02 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 833.0 | Disposed | 2017-04-26 | Common Stock (833.0) | Direct |
| 2012-03-02 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 23049.0 | Disposed | 2019-11-08 | Common Stock (23049.0) | Direct |
| 2012-03-02 | Non-Qualified Stock Option (right to buy) | $47.92 | M | 72000.0 | Disposed | 2018-09-15 | Common Stock (72000.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $62.24 to $62.4011. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.