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QUALCOMM INC/DE — Director's Dealing 2012
Mar 28, 2012
10546_dirs_2012-03-28_c457b3e5-d274-436e-9b52-10d52041a4bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-03-26
Reporting Person: SULLIVAN DANIEL L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-26 | Common Stock | M | 21500.0 | $43.62 | Acquired | 37243.0 | Indirect |
| 2012-03-26 | Common Stock | S | 21500.0 | $68.6455 | Disposed | 15743.0 | Indirect |
| 2012-03-26 | Common Stock | M | 21500.0 | $43.62 | Acquired | 37243.0 | Indirect |
| 2012-03-26 | Common Stock | S | 21500.0 | $67.4946 | Disposed | 15743.0 | Indirect |
| 2012-03-26 | Common Stock | M | 50000.0 | $44.02 | Acquired | 65743.0 | Indirect |
| 2012-03-26 | Common Stock | S | 50000.0 | $67.9123 | Disposed | 15743.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-26 | Non-Qualified Stock Option (right to buy) | $43.62 | M | 21500.0 | Disposed | 2014-12-02 | Common Stock (21500.0) | Direct |
| 2012-03-26 | Non-Qualified Stock Option (right to buy) | $43.62 | M | 21500.0 | Disposed | 2014-12-02 | Common Stock (21500.0) | Direct |
| 2012-03-26 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 50000.0 | Disposed | 2015-11-03 | Common Stock (50000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9469.0 | Direct |
Footnotes
F1: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $68.64 to $68.67 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $67.46 to $67.56 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: The sale prices for this transaction ranged from $67.91 to $67.95 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.