AI assistant
QUALCOMM INC/DE — Director's Dealing 2012
Aug 30, 2012
10546_dirs_2012-08-30_4b5e426b-66c1-47e5-aabc-116de969b85f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-08-28
Reporting Person: ALTMAN STEVEN R (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-28 | Common Stock | M | 156356.0 | $34.83 | Acquired | 156356.0 | Indirect |
| 2012-08-28 | Common Stock | S | 156356.0 | $62.1269 | Disposed | 0.0 | Indirect |
| 2012-08-28 | Common Stock | M | 128080.0 | $37.29 | Acquired | 128080.0 | Indirect |
| 2012-08-28 | Common Stock | S | 128080.0 | $62.1269 | Disposed | 0.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-28 | Non-Qualified Stock Option (right to buy) | $34.83 | M | 156356.0 | Disposed | 2016-11-09 | Common Stock (156356.0) | Indirect |
| 2012-08-28 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 128080.0 | Disposed | 2017-11-11 | Common Stock (128080.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 104716.0 | Indirect |
Footnotes
F1: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010.
F2: The sale prices for this transaction ranged from $62.00 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.