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QUALCOMM INC/DE Director's Dealing 2012

Oct 11, 2012

10546_dirs_2012-10-11_6a042a5f-b2f5-42d9-aff2-7fd8f00ee82d.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-10-01

Reporting Person: AMON CRISTIANO R (Executive Vice President)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $34.99 2018-10-23 Common Stock (14000.0) Direct
Non-Qualified Stock Option (right to buy) $40.7 2019-10-22 Common Stock (20625.0) Direct
Non-Qualified Stock Option (right to buy) $41.33 2017-10-25 Common Stock (1868.0) Direct
Non-Qualified Stock Option (right to buy) $41.36 2019-04-23 Common Stock (20000.0) Direct
Non-Qualified Stock Option (right to buy) $43.24 2018-04-24 Common Stock (7334.0) Direct
Non-Qualified Stock Option (right to buy) $51.48 2016-04-13 Common Stock (28000.0) Direct
Non-Qualified Stock Option (right to buy) $55.31 2019-07-05 Common Stock (68000.0) Direct
Restricted Stock Unit $1.0 2020-05-20 Common Stock (10209.7603) Direct
Restricted Stock Unit $1.0 2020-11-20 Common Stock (10317.1758) Direct
Restricted Stock Unit $1.0 2021-05-20 Common Stock (10241.2236) Direct
Restricted Stock Unit $1.0 2021-09-27 Common Stock (12493.5123) Direct
Restricted Stock Unit $1.0 2022-03-27 Common Stock (10084.151) Direct
Restricted Stock Unit $1.0 2022-08-19 Common Stock (15986.8759) Direct
Restricted Stock Unit $1.0 2022-09-29 Common Stock (28064.0) Direct

Footnotes

F1: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

F2: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

F3: The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.

F4: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

F5: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.