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QUALCOMM INC/DE — Director's Dealing 2012
Apr 13, 2012
10546_dirs_2012-04-13_1f54a178-bd8d-4c4e-8ff5-cc2fa4b61114.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-04-11
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-11 | Common Stock | M | 1500.0 | $41.33 | Acquired | 8681.2326 | Direct |
| 2012-04-11 | Common Stock | S | 1500.0 | $66.599 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 1500.0 | $41.33 | Acquired | 8681.2326 | Direct |
| 2012-04-11 | Common Stock | S | 1500.0 | $66.6045 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 3750.0 | $35.66 | Acquired | 10931.2326 | Direct |
| 2012-04-11 | Common Stock | S | 3750.0 | $66.599 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 3750.0 | $35.66 | Acquired | 10931.2326 | Direct |
| 2012-04-11 | Common Stock | S | 3750.0 | $66.6045 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 1625.0 | $43.24 | Acquired | 8806.2326 | Direct |
| 2012-04-11 | Common Stock | S | 1625.0 | $66.5922 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 1625.0 | $43.24 | Acquired | 8806.2326 | Direct |
| 2012-04-11 | Common Stock | S | 1625.0 | $66.6011 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 500.0 | $47.35 | Acquired | 7681.2326 | Direct |
| 2012-04-11 | Common Stock | S | 500.0 | $66.5922 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 500.0 | $47.35 | Acquired | 7681.2326 | Direct |
| 2012-04-11 | Common Stock | S | 500.0 | $66.6011 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 2500.0 | $52.87 | Acquired | 9681.2326 | Direct |
| 2012-04-11 | Common Stock | S | 2500.0 | $66.5922 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 2500.0 | $52.87 | Acquired | 9681.2326 | Direct |
| 2012-04-11 | Common Stock | S | 2500.0 | $66.6011 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 1000.0 | $44.63 | Acquired | 8181.2326 | Direct |
| 2012-04-11 | Common Stock | S | 1000.0 | $66.5922 | Disposed | 7181.2326 | Direct |
| 2012-04-11 | Common Stock | M | 1000.0 | $44.63 | Acquired | 8181.2326 | Direct |
| 2012-04-11 | Common Stock | S | 1000.0 | $66.6011 | Disposed | 7181.2326 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 3750.0 | Disposed | 2018-11-06 | Common Stock (3750.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 3750.0 | Disposed | 2018-11-06 | Common Stock (3750.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1500.0 | Disposed | 2017-10-25 | Common Stock (1500.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1500.0 | Disposed | 2017-10-25 | Common Stock (1500.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1625.0 | Disposed | 2018-04-24 | Common Stock (1625.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1625.0 | Disposed | 2018-04-24 | Common Stock (1625.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 1000.0 | Disposed | 2017-04-26 | Common Stock (1000.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 1000.0 | Disposed | 2017-04-26 | Common Stock (1000.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 500.0 | Disposed | 2018-05-18 | Common Stock (500.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 500.0 | Disposed | 2018-05-18 | Common Stock (500.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 2500.0 | Disposed | 2018-08-03 | Common Stock (2500.0) | Direct |
| 2012-04-11 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 2500.0 | Disposed | 2018-08-03 | Common Stock (2500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50.0 | Indirect |
| Common Stock | 100.0 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $66.48 to $67.04. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $66.47 to $67.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $66.46 to $67.08. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: The sale prices for this transaction ranged from $66.46 to $67.27. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F6: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F7: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F8: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.