AI assistant
QUALCOMM INC/DE — Director's Dealing 2012
Dec 5, 2012
10546_dirs_2012-12-05_061e0139-d77e-4ffa-ac23-e247a5a9ff79.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-12-03
Reporting Person: Johnson Margaret L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock | M | 2500.0 | $37.29 | Acquired | 26232.0 | Direct |
| 2012-12-03 | Common Stock | S | 2500.0 | $63.8132 | Disposed | 23732.0 | Direct |
| 2012-12-03 | Common Stock | M | 7352.0 | $35.66 | Acquired | 31084.0 | Direct |
| 2012-12-03 | Common Stock | S | 7352.0 | $63.8132 | Disposed | 23732.0 | Direct |
| 2012-12-03 | Common Stock | M | 8894.0 | $44.75 | Acquired | 32626.0 | Direct |
| 2012-12-03 | Common Stock | S | 8894.0 | $63.8132 | Disposed | 23732.0 | Direct |
| 2012-12-03 | Common Stock | M | 11254.0 | $34.83 | Acquired | 34986.0 | Direct |
| 2012-12-03 | Common Stock | S | 11254.0 | $63.8132 | Disposed | 23732.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-03 | Non-Qualified Stock Option (right to buy) | $34.83 | M | 11254.0 | Disposed | 2016-11-09 | Common Stock (11254.0) | Direct |
| 2012-12-03 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 7352.0 | Disposed | 2018-11-06 | Common Stock (7352.0) | Direct |
| 2012-12-03 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 2500.0 | Disposed | 2017-11-11 | Common Stock (2500.0) | Direct |
| 2012-12-03 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 8894.0 | Disposed | 2019-11-08 | Common Stock (8894.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $63.69 to $63.90. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.