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QUALCOMM INC/DE — Director's Dealing 2012
Jun 13, 2012
10546_dirs_2012-06-13_599bf118-d84a-4429-945d-996ac9bab95b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-06-11
Reporting Person: MOLLENKOPF STEVEN M (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-11 | Common Stock | M | 39251.0 | $44.75 | Acquired | 57983.2728 | Direct |
| 2012-06-11 | Common Stock | S | 39251.0 | $58.4954 | Disposed | 18732.2728 | Direct |
| 2012-06-11 | Common Stock | M | 4916.0 | $35.66 | Acquired | 23648.2728 | Direct |
| 2012-06-11 | Common Stock | S | 4916.0 | $58.4954 | Disposed | 18732.2728 | Direct |
| 2012-06-11 | Common Stock | M | 3333.0 | $52.87 | Acquired | 22065.2728 | Direct |
| 2012-06-11 | Common Stock | S | 3333.0 | $58.4954 | Disposed | 18732.2728 | Direct |
| 2012-06-11 | Common Stock | M | 334.0 | $47.35 | Acquired | 19066.2728 | Direct |
| 2012-06-11 | Common Stock | S | 334.0 | $58.4954 | Disposed | 18732.2728 | Direct |
| 2012-06-11 | Common Stock | M | 1166.0 | $43.24 | Acquired | 19898.2728 | Direct |
| 2012-06-11 | Common Stock | S | 1166.0 | $58.4954 | Disposed | 18732.2728 | Direct |
| 2012-06-11 | Common Stock | M | 1000.0 | $41.33 | Acquired | 19732.2728 | Direct |
| 2012-06-11 | Common Stock | S | 1000.0 | $58.4954 | Disposed | 18732.2728 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-11 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 4916.0 | Disposed | 2018-11-06 | Common Stock (4916.0) | Direct |
| 2012-06-11 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1000.0 | Disposed | 2017-10-25 | Common Stock (1000.0) | Direct |
| 2012-06-11 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1166.0 | Disposed | 2018-04-24 | Common Stock (1166.0) | Direct |
| 2012-06-11 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 39251.0 | Disposed | 2019-11-08 | Common Stock (39251.0) | Direct |
| 2012-06-11 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 334.0 | Disposed | 2018-05-18 | Common Stock (334.0) | Direct |
| 2012-06-11 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 3333.0 | Disposed | 2018-08-03 | Common Stock (3333.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $58.4101 to $58.5850. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.