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QUALCOMM INC/DE — Director's Dealing 2012
Sep 6, 2012
10546_dirs_2012-09-06_edff2ccf-9471-443c-a21c-c7201abf7f61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-09-04
Reporting Person: JACOBS PAUL E (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-04 | Common Stock | G | 100000.0 | $0.0 | Acquired | 582370.0 | Indirect |
| 2012-09-04 | Common Stock | M | 22000.0 | $22.23 | Acquired | 343950.0 | Indirect |
| 2012-09-04 | Common Stock | G | 100000.0 | $0.0 | Disposed | 143950.0 | Indirect |
| 2012-09-04 | Common Stock | S | 22000.0 | $61.19 | Disposed | 121950.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-04 | Non-Qualified Stock Option (right to buy) | $22.23 | M | 22000.0 | Disposed | 2013-11-27 | Common Stock (22000.0) | Direct |
| 2012-08-10 | Non-Qualified Stock Option (right to buy) | $34.83 | G | 105609.0 | Disposed | 2016-11-09 | Common Stock (105609.0) | Indirect |
| 2012-08-10 | Non-Qualified Stock Option (right to buy) | $34.83 | G | 105609.0 | Disposed | 2016-11-06 | Common Stock (105609.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25923.0 | Direct |
| Common Stock | 582370.0 | Indirect |
Footnotes
F1: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F3: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F4: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F5: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.