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QUALCOMM INC/DE — Director's Dealing 2012
Apr 4, 2012
10546_dirs_2012-04-04_2784daad-9c66-46df-aa56-f5a24fe0b8f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-04-02
Reporting Person: JACOBS PAUL E (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-02 | Common Stock | M | 70000.0 | $35.66 | Acquired | 434296.0 | Indirect |
| 2012-04-02 | Common Stock | S | 70000.0 | $67.8333 | Disposed | 364296.0 | Indirect |
| 2012-04-02 | Common Stock | M | 70000.0 | $35.66 | Acquired | 434296.0 | Indirect |
| 2012-04-02 | Common Stock | S | 70000.0 | $68.4689 | Disposed | 364296.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-02 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 70000.0 | Disposed | 2018-11-06 | Common Stock (70000.0) | Direct |
| 2012-04-02 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 70000.0 | Disposed | 2018-11-06 | Common Stock (70000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25923.0 | Direct |
| Common Stock | 495426.0 | Indirect |
| Common Stock | 495426.0 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $67.51 to $68.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $68.46 to $68.4925. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F6: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F7: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.