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QUALCOMM INC/DE — Director's Dealing 2012
Nov 26, 2012
10546_dirs_2012-11-26_9ee3b542-db34-4a36-8a10-0f28996eccee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-21
Reporting Person: ALTMAN STEVEN R (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-21 | Common Stock | M | 100000.0 | $43.62 | Acquired | 204716.0 | Indirect |
| 2012-11-21 | Common Stock | S | 100000.0 | $62.3199 | Disposed | 104716.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-21 | Non-Qualified Stock Option (right to buy) | $43.62 | M | 100000.0 | Disposed | 2014-12-02 | Common Stock (100000.0) | Direct |
Footnotes
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $62.30 to $62.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.