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QUALCOMM INC/DE — Director's Dealing 2012
Nov 19, 2012
10546_dirs_2012-11-19_357bffba-92e3-48e1-82fd-0d97adff0fdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-15
Reporting Person: Rosenberg Donald J (EVP & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-15 | Common Stock | M | 40000.0 | $40.31 | Acquired | 82340.0 | Indirect |
| 2012-11-15 | Common Stock | S | 40000.0 | $61.6136 | Disposed | 42340.0 | Indirect |
| 2012-11-15 | Common Stock | S | 14696.0 | $61.83 | Disposed | 27644.0 | Indirect |
| 2012-11-16 | Common Stock | S | 13145.0 | $61.299 | Disposed | 14499.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-15 | Non-Qualified Stock Option (right to buy) | $40.31 | M | 40000.0 | Disposed | 2007-10-18 | Common Stock (40000.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $61.52 to $61.69. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $61.69 to $61.97. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $61.25 to $61.345. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.