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QUALCOMM INC/DE — Director's Dealing 2012
Nov 26, 2012
10546_dirs_2012-11-26_95ec6b7d-d7b3-4926-a7ad-cfd7eec59994.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-21
Reporting Person: NELLES DUANE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-21 | Common Stock | M | 2000.0 | $41.83 | Acquired | 2000.0 | Direct |
| 2012-11-21 | Common Stock | S | 2000.0 | $62.3956 | Disposed | 0.0 | Direct |
| 2012-11-21 | Common Stock | M | 18000.0 | $47.24 | Acquired | 18000.0 | Direct |
| 2012-11-21 | Common Stock | S | 18000.0 | $62.3956 | Disposed | 0.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-21 | Non-Qualified Stock Option (right to buy) | $41.83 | M | 2000.0 | Disposed | 2017-03-12 | Common Stock (2000.0) | Direct |
| 2012-11-21 | Non-Qualified Stock Option (right to buy) | $47.24 | M | 18000.0 | Disposed | 2016-03-06 | Common Stock (18000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 111422.8601 | Indirect |
Footnotes
F1: The sale prices for this transaction ranged from $62.165 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F2: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.
F3: The options vest 100% one year from the date of grant.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.