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QUALCOMM INC/DE — Director's Dealing 2012
Feb 6, 2012
10546_dirs_2012-02-06_61b3ca6f-74b3-4236-9170-8dfc542dd376.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-02-02
Reporting Person: ABERLE DEREK K (EVP & Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-02 | Common Stock | M | 1000.0 | $41.33 | Acquired | 2845.0 | Direct |
| 2012-02-02 | Common Stock | S | 1000.0 | $61.03 | Disposed | 1845.0 | Direct |
| 2012-02-02 | Common Stock | M | 1000.0 | $42.16 | Acquired | 2845.0 | Direct |
| 2012-02-02 | Common Stock | S | 1000.0 | $61.03 | Disposed | 1845.0 | Direct |
| 2012-02-02 | Common Stock | M | 2000.0 | $35.66 | Acquired | 3845.0 | Direct |
| 2012-02-02 | Common Stock | S | 2000.0 | $61.03 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 40000.0 | $44.75 | Acquired | 41845.0 | Direct |
| 2012-02-03 | Common Stock | S | 40000.0 | $61.0173 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 46500.0 | $43.24 | Acquired | 48345.0 | Direct |
| 2012-02-03 | Common Stock | S | 46500.0 | $61.0173 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 47500.0 | $44.63 | Acquired | 49345.0 | Direct |
| 2012-02-03 | Common Stock | S | 47500.0 | $61.0173 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 10000.0 | $41.33 | Acquired | 11845.0 | Direct |
| 2012-02-03 | Common Stock | S | 10000.0 | $61.0173 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 30000.0 | $41.7 | Acquired | 31845.0 | Direct |
| 2012-02-03 | Common Stock | S | 30000.0 | $61.0173 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 10000.0 | $42.16 | Acquired | 11845.0 | Direct |
| 2012-02-03 | Common Stock | S | 10000.0 | $61.0173 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 5250.0 | $37.99 | Acquired | 7095.0 | Direct |
| 2012-02-03 | Common Stock | S | 5250.0 | $61.0173 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 10000.0 | $35.66 | Acquired | 11845.0 | Direct |
| 2012-02-03 | Common Stock | S | 10000.0 | $61.0173 | Disposed | 1845.0 | Direct |
| 2012-02-03 | Common Stock | M | 3000.0 | $37.99 | Acquired | 4845.0 | Direct |
| 2012-02-03 | Common Stock | S | 3000.0 | $61.0173 | Disposed | 1845.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-02 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 2000.0 | Disposed | 2018-11-06 | Common Stock (2000.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 10000.0 | Disposed | 2018-11-06 | Common Stock (10000.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $37.99 | M | 5250.0 | Disposed | 2016-10-26 | Common Stock (5250.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $37.99 | M | 3000.0 | Disposed | 2016-10-26 | Common Stock (3000.0) | Direct |
| 2012-02-02 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 1000.0 | Disposed | 2017-10-25 | Common Stock (1000.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 10000.0 | Disposed | 2017-10-25 | Common Stock (10000.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $41.7 | M | 30000.0 | Disposed | 2015-10-13 | Common Stock (30000.0) | Direct |
| 2012-02-02 | Non-Qualified Stock Option (right to buy) | $42.16 | M | 1000.0 | Disposed | 2014-10-14 | Common Stock (1000.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $42.16 | M | 10000.0 | Disposed | 2014-10-14 | Common Stock (10000.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 46500.0 | Disposed | 2018-04-24 | Common Stock (46500.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 47500.0 | Disposed | 2017-04-26 | Common Stock (47500.0) | Direct |
| 2012-02-03 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 40000.0 | Disposed | 2019-11-08 | Common Stock (40000.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $61.00 to $61.065 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes 230 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2012.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F5: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.