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QUALCOMM INC/DE — Director's Dealing 2012
Nov 13, 2012
10546_dirs_2012-11-13_1e8752d6-e3e2-4774-a541-bf9aa5f122b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-08
Reporting Person: ALTMAN STEVEN R (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-08 | Common Stock | M | 28490.8807 | $0.0 | Acquired | 133206.0 | Indirect |
| 2012-11-08 | Common Stock | F | 13299.0 | $60.67 | Disposed | 119907.0 | Indirect |
| 2012-11-09 | Common Stock | S | 15191.0 | $61.8281 | Disposed | 104716.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-08 | Restricted Stock Unit | $1.0 | M | 28490.8807 | Disposed | 2020-11-07 | Common Stock (28490.8807) | Direct |
Footnotes
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $61.49 to $62.13 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Amount includes dividend equivalents earned on vested restricted stock units.
F5: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.