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QUALCOMM INC/DE — Director's Dealing 2012
Jan 5, 2012
10546_dirs_2012-01-05_482f5a8b-904a-4c34-960a-97804ed9c869.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-01-03
Reporting Person: JACOBS IRWIN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-03 | Common Stock | M | 39319.0 | $17.47 | Acquired | 4356020.0 | Indirect |
| 2012-01-03 | Common Stock | S | 39319.0 | $55.7944 | Disposed | 4316701.0 | Indirect |
| 2012-01-03 | Common Stock | M | 35681.0 | $17.47 | Acquired | 4352382.0 | Indirect |
| 2012-01-03 | Common Stock | S | 35681.0 | $55.7944 | Disposed | 4316701.0 | Indirect |
| 2012-01-03 | Common Stock | G | 29823.0 | $0.0 | Disposed | 4286878.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-03 | Non-Qualified Stock Option (right to buy) | $17.47 | M | 39319.0 | Disposed | 2012-11-07 | Common Stock (39319.0) | Direct |
| 2012-01-03 | Non-Qualified Stock Option (right to buy) | $17.47 | M | 35681.0 | Disposed | 2012-11-07 | Common Stock (35681.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4374.1729 | Direct |
| Common Stock | 7229339.0 | Indirect |
| Common Stock | 7229339.0 | Indirect |
Footnotes
F1: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $55.7201 to $55.95 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.
F5: Stock options held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.