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QUALCOMM INC/DE — Director's Dealing 2012
Nov 29, 2012
10546_dirs_2012-11-29_551e9a03-1e56-4d5e-8918-d74d1bcb04a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-28
Reporting Person: THOMPSON JAMES H (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-28 | Common Stock | M | 17750.0 | $40.7 | Acquired | 31151.0 | Direct |
| 2012-11-28 | Common Stock | S | 17750.0 | $62.0018 | Disposed | 13401.0 | Direct |
| 2012-11-28 | Common Stock | M | 60000.0 | $41.33 | Acquired | 73401.0 | Direct |
| 2012-11-28 | Common Stock | S | 60000.0 | $62.0018 | Disposed | 13401.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-28 | Non-Qualified Stock Option (right to buy) | $40.7 | M | 17750.0 | Disposed | 2019-10-22 | Common Stock (17750.0) | Direct |
| 2012-11-28 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 60000.0 | Disposed | 2017-10-25 | Common Stock (60000.0) | Direct |
Footnotes
F1: The sale prices for this transaction ranged from $61.95 to $62.02. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F2: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.