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QUALCOMM INC/DE — Director's Dealing 2012
Nov 21, 2012
10546_dirs_2012-11-21_9725d6be-9567-4f55-b962-5c9b823cb7c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-11-20
Reporting Person: THOMPSON JAMES H (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-03 | Common Stock | G | 200.0 | $0.0 | Disposed | 8485.0 | Direct |
| 2012-11-20 | Common Stock | M | 5158.5879 | $0.0 | Acquired | 13643.5879 | Direct |
| 2012-11-20 | Common Stock | F | 2408.0 | $62.14 | Disposed | 11235.0 | Direct |
| 2012-11-20 | Common Stock | M | 4062.9308 | $0.0 | Acquired | 15297.9308 | Direct |
| 2012-11-20 | Common Stock | F | 1896.0 | $62.14 | Disposed | 13401.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-20 | Restricted Stock Unit | $1.0 | M | 5158.5879 | Disposed | 2020-05-20 | Common Stock (5158.5879) | Direct |
| 2012-11-20 | Restricted Stock Unit | $1.0 | M | 4062.9308 | Disposed | 2020-05-20 | Common Stock (4062.9308) | Direct |
Footnotes
F1: Amount includes dividend equivalents earned on vested restricted stock units.
F2: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
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