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QUALCOMM INC/DE — Director's Dealing 2012
Oct 2, 2012
10546_dirs_2012-10-02_d27d28e2-24f7-4a9b-91da-c12ed60d9e5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-09-30
Reporting Person: STERN MARC I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-30 | Common Stock | A | 403.812 | $0.0 | Acquired | 6296.7731 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-07 | Non-Qualified Stock Option (right to buy) | $41.83 | G | 10950.0 | Disposed | 2017-03-12 | Common Stock (10950.0) | Direct |
| 2012-08-07 | Non-Qualified Stock Option (right to buy) | $47.24 | G | 4800.0 | Disposed | 2016-03-06 | Common Stock (4800.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 481310.0 | Indirect |
Footnotes
F1: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon retirement from the Board.
F2: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.
F3: Securities held by Beatrice B. Trust dtd. 5/1/83.
F4: The options vest 100% one year from the date of grant.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.