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QUALCOMM INC/DE — Director's Dealing 2011
Oct 11, 2011
10546_dirs_2011-10-11_1641f562-78a6-4ff0-8a92-ddabe6bef615.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2011-10-07
Reporting Person: JACOBS PAUL E (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-07 | Common Stock | M | 2900.0 | $34.83 | Acquired | 436644.0 | Indirect |
| 2011-10-07 | Common Stock | S | 2900.0 | $50.9603 | Disposed | 433744.0 | Indirect |
| 2011-10-10 | Common Stock | M | 15100.0 | $34.83 | Acquired | 448844.0 | Indirect |
| 2011-10-10 | Common Stock | S | 15100.0 | $51.004 | Disposed | 433744.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-07 | Non-Qualified Stock Option (right to buy) | $34.83 | M | 2900.0 | Disposed | 2016-11-09 | Common Stock (2900.0) | Direct |
| 2011-10-10 | Non-Qualified Stock Option (right to buy) | $34.83 | M | 15100.0 | Disposed | 2016-11-09 | Common Stock (15100.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 502399.0 | Indirect |
| Common Stock | 502399.0 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $50.96 to $50.9650. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $50.96 to $51.015. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F6: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F7: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.