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QUALCOMM INC/DE — Director's Dealing 2011
Apr 25, 2011
10546_dirs_2011-04-25_5e97b192-1e95-4d52-b319-8f4e526a2f20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2011-04-21
Reporting Person: JACOBS PAUL E (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-21 | Common Stock | M | 40000 | $33.01 | Acquired | 479026 | Indirect |
| 2011-04-21 | Common Stock | S | 40000 | $57.1692 | Disposed | 439026 | Indirect |
| 2011-04-21 | Common Stock | M | 54000 | $33.01 | Acquired | 493026 | Indirect |
| 2011-04-21 | Common Stock | S | 54000 | $57.183 | Disposed | 439026 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-21 | Non-Qualified Stock Option (right to buy) | $33.01 | M | 40000 | Disposed | 2015-06-30 | Common Stock (40000) | Direct |
| 2011-04-21 | Non-Qualified Stock Option (right to buy) | $33.01 | M | 54000 | Disposed | 2015-06-30 | Common Stock (54000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 499758 | Indirect |
| Common Stock | 499758 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $57.10 to $57.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $57.10 to $57.30 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Annuity Trust.
F6: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust.
F7: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.