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QUALCOMM INC/DE — Director's Dealing 2011
Apr 25, 2011
10546_dirs_2011-04-25_fe61aa6d-56f7-468f-b6e5-b90b637c6927.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2011-04-21
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-21 | Common Stock | M | 283 | $51.48 | Acquired | 10120.7937 | Direct |
| 2011-04-21 | Common Stock | S | 283 | $57.1 | Disposed | 9837.7937 | Direct |
| 2011-04-21 | Common Stock | M | 1083 | $43.24 | Acquired | 10920.7937 | Direct |
| 2011-04-21 | Common Stock | S | 1083 | $57.1 | Disposed | 9837.7937 | Direct |
| 2011-04-21 | Common Stock | M | 666 | $44.63 | Acquired | 10503.7937 | Direct |
| 2011-04-21 | Common Stock | S | 666 | $57.1 | Disposed | 9837.7937 | Direct |
| 2011-04-21 | Common Stock | M | 166 | $47.35 | Acquired | 10003.7937 | Direct |
| 2011-04-21 | Common Stock | S | 166 | $57.1 | Disposed | 9837.7937 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-21 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1083 | Disposed | 2018-04-24 | Common Stock (1083) | Direct |
| 2011-04-21 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 666 | Disposed | 2017-04-26 | Common Stock (666) | Direct |
| 2011-04-21 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 166 | Disposed | 2018-05-18 | Common Stock (166) | Direct |
| 2011-04-21 | Non-Qualified Stock Option (right to buy) | $51.48 | M | 283 | Disposed | 2016-04-13 | Common Stock (283) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50 | Indirect |
| Common Stock | 100 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F3: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.