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QUALCOMM INC/DE — Director's Dealing 2011
Jul 12, 2011
10546_dirs_2011-07-12_395805fa-a647-4f99-925e-74ccb7d77294.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2011-07-10
Reporting Person: GROB MATTHEW S (EVP & Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1363 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $34.99 | 2018-10-23 | Common Stock (70000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.99 | 2016-10-26 | Common Stock (45000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $40.7 | 2019-10-22 | Common Stock (60000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $41.33 | 2017-10-25 | Common Stock (60000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $41.36 | 2019-04-23 | Common Stock (70000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $41.7 | 2015-10-13 | Common Stock (30000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $43.24 | 2018-04-24 | Common Stock (70000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $44.63 | 2017-04-26 | Common Stock (45000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.48 | 2016-04-13 | Common Stock (32700) | Direct | |
| Phantom Stock Unit | $1 | Common Stock (10834.795) | Indirect | ||
| Restricted Stock Unit | $1 | 2020-05-20 | Common Stock (10723.7484) | Direct | |
| Restricted Stock Unit | $1 | 2020-11-20 | Common Stock (15171.1992) | Direct | |
| Restricted Stock Unit | $1 | 2021-05-20 | Common Stock (15059.5128) | Direct |
Footnotes
F1: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.
F2: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.
F3: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.
F5: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
F6: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F7: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.