AI assistant
QUALCOMM INC/DE — Director's Dealing 2011
Nov 7, 2011
10546_dirs_2011-11-07_7a959620-32cc-45e7-9d39-6ef3677f3faf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2011-11-03
Reporting Person: JACOBS PAUL E (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-03 | Common Stock | S | 4652.0 | $56.315 | Disposed | 497747.0 | Indirect |
| 2011-11-03 | Common Stock | S | 4652.0 | $56.315 | Disposed | 497747.0 | Indirect |
| 2011-11-03 | Common Stock | M | 8963.0 | $34.83 | Acquired | 442707.0 | Indirect |
| 2011-11-03 | Common Stock | S | 8963.0 | $56.96 | Disposed | 433744.0 | Indirect |
| 2011-11-03 | Common Stock | M | 110712.0 | $34.83 | Acquired | 544456.0 | Indirect |
| 2011-11-03 | Common Stock | S | 110712.0 | $56.3765 | Disposed | 433744.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-03 | Non-Qualified Stock Option (right to buy) | $34.83 | M | 8963.0 | Disposed | 2016-11-09 | Common Stock (8963.0) | Direct |
| 2011-11-03 | Non-Qualified Stock Option (right to buy) | $34.83 | M | 110712.0 | Disposed | 2016-11-06 | Common Stock (110712.0) | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $56.25 to $56.385. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F4: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F5: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F6: The sale prices for this transaction ranged from $55.93 to $56.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F7: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.