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QUALCOMM INC/DE — Director's Dealing 2011
Feb 4, 2011
10546_dirs_2011-02-04_f591274d-2cf6-4ba8-828e-f45cd9a3c3d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2011-02-02
Reporting Person: ALTMAN STEVEN R (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-02 | Common Stock | M | 159740 | $33.01 | Acquired | 292408 | Indirect |
| 2011-02-02 | Common Stock | S | 159740 | $54.502 | Disposed | 132668 | Indirect |
| 2011-02-03 | Common Stock | M | 40260 | $33.01 | Acquired | 172928 | Indirect |
| 2011-02-03 | Common Stock | M | 47500 | $34.83 | Acquired | 220428 | Indirect |
| 2011-02-03 | Common Stock | S | 47500 | $54.5034 | Disposed | 172928 | Indirect |
| 2011-02-03 | Common Stock | S | 40260 | $54.5034 | Disposed | 132668 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-02 | Non-Qualified Stock Option (right to buy) | $33.01 | M | 159740 | Disposed | 2015-06-30 | Common Stock (159740) | Direct |
| 2011-02-03 | Non-Qualified Stock Option (right to buy) | $33.01 | M | 40260 | Disposed | 2015-06-30 | Common Stock (40260) | Direct |
| 2011-02-03 | Non-Qualified Stock Option (right to buy) | $34.83 | M | 47500 | Disposed | 2016-11-09 | Common Stock (47500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $34.83 | 2016-11-09 | Common Stock (213750) | 213750 | Indirect |
Footnotes
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The sale prices for this transaction ranged from $54.50 to $54.52. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $54.50 to $54.5505. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 266 and 314 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2010 and July 31, 2010, respectively.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F6: Grantor Retained Annuity Trust (GRAT) for the benefit of insider.