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QUALCOMM INC/DE — Director's Dealing 2011
Nov 10, 2011
10546_dirs_2011-11-10_78d6e7b5-5ca9-4bbb-be5f-e9f0719893c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2011-11-08
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-08 | Common Stock | M | 7478.8737 | $0.0 | Acquired | 16062.2135 | Direct |
| 2011-11-08 | Common Stock | F | 3491.8737 | $57.03 | Disposed | 12570.3398 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-08 | Restricted Stock Unit | $1.0 | M | 7363.0 | Disposed | 2020-11-07 | Common Stock (7363.0) | Direct |
| 2011-11-08 | Restricted Stock Unit | $1.0 | M | 115.8737 | Disposed | Common Stock (115.8737) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50.0 | Indirect |
| Common Stock | 100.0 | Indirect |
Footnotes
F1: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F2: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F3: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F4: Amount represents dividend equivalents earned on vested restricted stock units.
F5: These dividend equivalents vest the same as the underlying restricted stock units.