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QUALCOMM INC/DE — Director's Dealing 2010
Sep 28, 2010
10546_dirs_2010-09-28_5043fa88-56a9-400f-ad19-e3da71ec17cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2010-09-24
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-09-24 | Common Stock | M | 6468 | $37.99 | Acquired | 22133.8661 | Direct |
| 2010-09-24 | Common Stock | S | 6468 | $44.5 | Disposed | 15665.8661 | Direct |
| 2010-09-24 | Common Stock | M | 10312 | $35.66 | Acquired | 25977.8661 | Direct |
| 2010-09-24 | Common Stock | S | 10312 | $44.5 | Disposed | 15665.8661 | Direct |
| 2010-09-24 | Common Stock | M | 10000 | $22.44 | Acquired | 25665.8661 | Direct |
| 2010-09-24 | Common Stock | S | 10000 | $44.5 | Disposed | 15665.8661 | Direct |
| 2010-09-24 | Common Stock | M | 5962 | $33.02 | Acquired | 21627.8661 | Direct |
| 2010-09-24 | Common Stock | S | 5962 | $44.5 | Disposed | 15665.8661 | Direct |
| 2010-09-24 | Common Stock | M | 6672 | $33.57 | Acquired | 22337.8661 | Direct |
| 2010-09-24 | Common Stock | S | 6672 | $44.5 | Disposed | 15665.8661 | Direct |
| 2010-09-24 | Common Stock | M | 380 | $33.57 | Acquired | 16045.8661 | Direct |
| 2010-09-24 | Common Stock | S | 380 | $44.5 | Disposed | 15665.8661 | Direct |
| 2010-09-24 | Common Stock | M | 375 | $37.99 | Acquired | 16040.8661 | Direct |
| 2010-09-24 | Common Stock | S | 375 | $44.5 | Disposed | 15665.8661 | Direct |
| 2010-09-24 | Common Stock | M | 625 | $35.66 | Acquired | 16290.8661 | Direct |
| 2010-09-24 | Common Stock | S | 625 | $44.5 | Disposed | 15665.8661 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-24 | Non-Qualified Stock Option (right to buy) | $22.44 | M | 10000 | Disposed | 2013-10-16 | Common Stock (10000) | Direct |
| 2010-09-24 | Non-Qualified Stock Option (right to buy) | $33.02 | M | 5962 | Disposed | 2014-04-15 | Common Stock (5962) | Direct |
| 2010-09-24 | Non-Qualified Stock Option (right to buy) | $33.57 | M | 6672 | Disposed | 2015-04-14 | Common Stock (6672) | Direct |
| 2010-09-24 | Non-Qualified Stock Option (right to buy) | $33.57 | M | 380 | Disposed | 2015-04-14 | Common Stock (380) | Direct |
| 2010-09-24 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 10312 | Disposed | 2018-11-06 | Common Stock (10312) | Direct |
| 2010-09-24 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 625 | Disposed | 2018-11-06 | Common Stock (625) | Direct |
| 2010-09-24 | Non-Qualified Stock Option (right to buy) | $37.99 | M | 6468 | Disposed | 2016-10-26 | Common Stock (6468) | Direct |
| 2010-09-24 | Non-Qualified Stock Option (right to buy) | $37.99 | M | 375 | Disposed | 2016-10-26 | Common Stock (375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50 | Indirect |
| Common Stock | 100 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Includes 266 shares and 314 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2010 and July 31, 2010 respectively.
F3: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F4: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.