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QUALCOMM INC/DE — Director's Dealing 2010
Nov 3, 2010
10546_dirs_2010-11-03_19653b23-64ce-4538-9be7-c20a2bd78d0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2010-11-01
Reporting Person: JACOBS IRWIN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-01 | Common Stock | G | 213956 | — | Disposed | 2634384 | Indirect |
| 2010-11-01 | Common Stock | G | 26333 | — | Disposed | 2608051 | Indirect |
| 2010-11-01 | Common Stock | M | 1400 | $43 | Acquired | 2609451 | Indirect |
| 2010-11-01 | Common Stock | S | 1400 | $46 | Disposed | 2608051 | Indirect |
| 2010-11-01 | Common Stock | M | 22852 | $43 | Acquired | 2630903 | Indirect |
| 2010-11-01 | Common Stock | S | 22852 | $45.52 | Disposed | 2608051 | Indirect |
| 2010-11-02 | Common Stock | M | 22695 | $43 | Acquired | 2630746 | Indirect |
| 2010-11-02 | Common Stock | S | 22695 | $45.75 | Disposed | 2608051 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-01 | Non-Qualified Stock Option (right to buy) | $43 | M | 1400 | Disposed | 2010-11-16 | Common Stock (1400) | Direct |
| 2010-11-01 | Non-Qualified Stock Option (right to buy) | $43 | M | 22852 | Disposed | 2010-11-16 | Common Stock (22852) | Direct |
| 2010-11-02 | Non-Qualified Stock Option (right to buy) | $43 | M | 22695 | Disposed | 2010-11-16 | Common Stock (22695) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1920.0718 | Direct |
| Common Stock | 9315231 | Indirect |
| Common Stock | 9315231 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.
F3: Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.
F4: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.
F5: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001.